A proprietary rules-based trading compliance and profit maximization tool. It fully empowers the user to remain in compliance with his/her investment policy guidelines or risk tolerances through a smart, self governing, and customizable technology. Both the patent and technology can be applied to money market funds, hedge funds, and mutual funds of ALL types.
Several banks and brokerage firms appear to be infringing on this patent currently
Primary Application of the Technology
Primary users of this technology and patent are low latency and high frequency trading firm, hedge funds as well as asset management firms servicing both retail and institutional investors. The patent covers commingled vehicles including but not limited to: hedge funds, ETFs, mutual funds, money market funds.
The Problem Solved by the Technology
Investment portfolios can change very quickly. A fund can lose a rating, have its asset level drop sharply, increase its exposure to various assets classes to name just a few. As an investor, staying on top of the hundreds of individual securities that comprise a portfolio is an impossible task. Given the uncertainty, rogue trading, and corporate deviance in the financial markets, investors need a tool that will help them to guarantee they are in compliance AND rapidly redeem them out as soon as their fund is determined to no longer be compliant.
How the Technology Solves the Problem
The algorithm patented addresses this problem for investors of all types and sizes from retail to bulge bracket institutional.
There is no other patented tool on the market that allows the investor to set their investment guidelines and know that their investment will remain in a compliant fund on a go-forward basis. If/when one or more of their pre-specified investment criteria fail to be met - the system will automatically redeem their investment from the newly non-compliant fund, and invest the proceeds into the top performing compliant fund. The device is both a tool for compliance and a tool for profit maximization.
The seller may consider selling these patents individually.
Frequently Asked Questions
The demo simply illustrates one application of our technology and intellectual property. There are several others that are covered by the IP as well.
U.S. Patent Classes & Classifications Covered in this listing:
Class 705: Data Processing:Financial, Business Practice, Management, Or Cost/Price Determination
This is the generic class for apparatus and corresponding methods for performing data processing operations, in which there is a significant change in the data or for performing calculation operations wherein the apparatus or method is uniquely designed for or utilized in the practice, administration, or management of an enterprise, or in the processing of financial data. It also provides for apparatus and corresponding methods for performing data processing or calculating operations in which a charge for goods or services is determined.
Subclass 35: Finance (e.g., banking, investment or credit) Subclass 36R: Portfolio selection, planning or analysis Subclass 37: Trading, matching, or bidding